Securities Regulation: Selected Statutes, Rules, and Forms, 2019 (Supplements) (Paperback)

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Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

New to the 2019 Edition:

New Rule 15l-1 Regulation Best Interest has been added

Thoroughly updated to reflect numerous changes made by the SEC to

modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies

facilitate the disclosure of information to investors

simplify compliance without significantly altering the total mix of information provided to investors.
Product Details
ISBN: 9781543812756
ISBN-10: 1543812759
Publisher: Aspen Publishers
Publication Date: July 22nd, 2019
Pages: 1168
Language: English
Series: Supplements